SEC 11Ac1-6 Fillings

Select which one you would like to see:

Tag Audit – J. P. Morgan
Tag Audit – J.P. Morgan 2009 & Earlier

Consolidated Reporting for Penson Financial Services, Inc. and Apex Clearing Corp

For Quarter Ending September 2011
For Quarter Ending December 2011
For Quarter Ending March 2012
For Quarter Ending June 2012

On Point Executions

For Quarter Ending September 2011
For Quarter Ending December 2011
For Quarter Ending March 2012
For Quarter Ending June 2012