SEC 11Ac1-6 Fillings Select which one you would like to see: Tag Audit – J. P. Morgan Tag Audit – J.P. Morgan 2009 & Earlier Consolidated Reporting for Penson Financial Services, Inc. and Apex Clearing Corp For Quarter Ending September 2011 For Quarter Ending December 2011 For Quarter Ending March 2012 For Quarter Ending June 2012 On Point Executions For Quarter Ending September 2011 For Quarter Ending December 2011 For Quarter Ending March 2012 For Quarter Ending June 2012