Customer Disclosure Statements

This section contains links relating to specific business practices. Generally, these disclosures are given to clients as part of a privacy package.

Please click on any of the below links to access the document. 

ADV Brochure Part 2A 03-03-2021 ADV Brochure Part 2B 03-03-2021 Business Continuity Overview 03-03-2021 Protecting your Privacy 03-03-2021 Horwitz Client Relationship Summary

Anti-Money Laundering CIP Notice Margin Disclosure Statement Guidance on Margin Characteristics and Risks of Standardizied Options