Our Symphony of Products & Services
Clearing Through
What We Offer
Investment Planning
- Fixed & Variable Annuities - GIC & EIA'
- Open-end & Closed-end Mutual Funds
- Equity Research
- Equity Trading/Individual Stocks
- Exchange Traded Funds (ETF')
- Options
- Unit Investment Trusts
Fee-Based Programs
- The Helmsman Group**
- Horwitz Advisors* (Professional Money Management)
- Fund Portfolio Solutions (Mutual Fund Asset Allocation Program)
- Outside Manager Program** (Professional Money Management)
Fixed Income
- Bonds (Tax-Exempt, Escrowed & Pre-refunded, U.S. Treasuries, Zero Coupon, Corporate, Mortgage-Backed, High-Yield, Agencies, Convertible, Certificates of Deposit)
- Preferred Stocks
- Trust Preferred Securities
Planning Services
- Charitable Gifting Strategies -Daf', CLT', CRT'
- College Funding
- Estate Planning
- Executive Services (Stock Option Strategies)
- Financial Planning
- Retirement Planning
Retirement/Education Products
- 401(k) Plans, Roth 401(k) Plans
- 403(b) Plans
- 457 Plans
- Defined Benefit Plans
- IRAs (Roth, SEP, SIMPLE, Traditional)
- Profit-sharing plans
- ESOPs
- 529 Plans
- Coverdell Education Savings Account
- Rollovers
Risk Management
- Disability Insurance
- Life INsurance
- Long-term Care Insurance
- Buy/Sell Agreements
Cash Management & Lending Services
- Access & Spectrum (Cash Management Account)
- Insured Deposit Program
- Securities-based Lending (Margin, Loan Advance)
- Money Market Funds (Tax-Exempt, Taxable)
Investment Banking
Expertise in the following sectors:
- Banks & Financial Institutions
- Mergers, Acquisitions & Divestitures
- Public & Private Capital Raising
- Valuation, Opinion & Advisory Services
*Proprietary
**Non-Proprietary